Forward Small Cap Equity Instl
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
N/A
1 yr return
2.5%
3 Yr Avg Return
15.2%
5 Yr Avg Return
12.0%
Net Assets
$27 M
Holdings in Top 10
37.6%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.48%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 72.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$100,000
IRA
$100,000
Fund Classification
Fund Type
Open End Mutual Fund
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
FFHIX - Profile
Distributions
- YTD Total Return N/A
- 3 Yr Annualized Total Return 15.2%
- 5 Yr Annualized Total Return 12.0%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.33%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameForward Small Cap Equity Fund
-
Fund Family NameForward Funds
-
Inception DateJun 06, 2002
-
Shares OutstandingN/A
-
Share ClassInst
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerPaul Broughton
Fund Description
FFHIX - Performance
Return Ranking - Trailing
Period | FFHIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | N/A | -9.5% | 35.4% | N/A |
1 Yr | 2.5% | -51.0% | 14.5% | N/A |
3 Yr | 15.2%* | -45.1% | 27.9% | N/A |
5 Yr | 12.0%* | -30.8% | 18.0% | N/A |
10 Yr | 4.3%* | -11.7% | 17.5% | N/A |
* Annualized
Return Ranking - Calendar
Period | FFHIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -54.2% | 21.5% | N/A |
2022 | N/A | -73.6% | 37.0% | N/A |
2021 | N/A | -49.0% | 25.7% | N/A |
2020 | N/A | -70.7% | 14.9% | N/A |
2019 | N/A | -41.2% | 17.3% | N/A |
Total Return Ranking - Trailing
Period | FFHIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | N/A | -9.5% | 35.4% | N/A |
1 Yr | 2.5% | -51.0% | 18.6% | N/A |
3 Yr | 15.2%* | -15.3% | 27.9% | N/A |
5 Yr | 12.0%* | -13.8% | 20.8% | N/A |
10 Yr | 4.3%* | -4.8% | 28.3% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | FFHIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -54.2% | 22.2% | N/A |
2022 | N/A | -6.8% | 42.0% | N/A |
2021 | N/A | -15.1% | 32.0% | N/A |
2020 | N/A | -35.5% | 19.3% | N/A |
2019 | N/A | -36.4% | 17.3% | N/A |
FFHIX - Holdings
Concentration Analysis
FFHIX | Category Low | Category High | FFHIX % Rank | |
---|---|---|---|---|
Net Assets | 27 M | 7.34 M | 26.8 B | N/A |
Number of Holdings | 53 | 6 | 2534 | N/A |
Net Assets in Top 10 | 9.32 M | 1.08 M | 5.19 B | N/A |
Weighting of Top 10 | 37.59% | 5.3% | 100.0% | N/A |
Top 10 Holdings
- KYTHERA Biopharmaceuticals Inc 6.08%
- DST Systems, Inc. 5.08%
- Clovis Oncology Inc 4.25%
- Exponent Inc 3.61%
- WEX Inc 3.45%
- Gentherm Inc 3.32%
- South State Corp 3.07%
- Littelfuse Inc 3.06%
- Pool Corp 2.83%
- Nordson Corp 2.83%
Asset Allocation
Weighting | Return Low | Return High | FFHIX % Rank | |
---|---|---|---|---|
Stocks | 98.59% | 9.32% | 112.56% | N/A |
Other | 1.41% | -11.60% | 7.74% | N/A |
Preferred Stocks | 0.00% | 0.00% | 7.84% | N/A |
Convertible Bonds | 0.00% | 0.00% | 0.15% | N/A |
Cash | 0.00% | -1.08% | 18.36% | N/A |
Bonds | 0.00% | -27.78% | 72.03% | N/A |
Stock Sector Breakdown
Weighting | Return Low | Return High | FFHIX % Rank | |
---|---|---|---|---|
Industrials | 24.16% | 0.00% | 32.50% | N/A |
Consumer Cyclical | 16.57% | 0.00% | 41.23% | N/A |
Financial Services | 15.82% | -2.38% | 29.51% | N/A |
Healthcare | 14.38% | 1.15% | 57.67% | N/A |
Technology | 11.69% | 1.04% | 80.95% | N/A |
Basic Materials | 6.70% | 0.00% | 19.48% | N/A |
Energy | 3.75% | 0.00% | 10.57% | N/A |
Consumer Defense | 3.73% | 0.00% | 13.11% | N/A |
Communication Services | 1.79% | 0.00% | 5.75% | N/A |
Utilities | 0.00% | 0.00% | 5.58% | N/A |
Real Estate | 0.00% | 0.00% | 14.19% | N/A |
Stock Geographic Breakdown
Weighting | Return Low | Return High | FFHIX % Rank | |
---|---|---|---|---|
US | 96.48% | 3.32% | 100.00% | N/A |
Non US | 2.11% | 0.00% | 96.31% | N/A |
FFHIX - Expenses
Operational Fees
FFHIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.48% | 0.06% | 4.84% | N/A |
Management Fee | 0.85% | 0.05% | 1.59% | N/A |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | 0.07% | 0.00% | 0.40% | N/A |
Sales Fees
FFHIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 0.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.50% | N/A |
Trading Fees
FFHIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
FFHIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 72.00% | 3.00% | 818.00% | N/A |
FFHIX - Distributions
Dividend Yield Analysis
FFHIX | Category Low | Category High | FFHIX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 0.02% | N/A |
Dividend Distribution Analysis
FFHIX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Annually | Annually |
Net Income Ratio Analysis
FFHIX | Category Low | Category High | FFHIX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.33% | -2.81% | 1.79% | N/A |
Capital Gain Distribution Analysis
FFHIX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Semi-Annually | Annually |
FFHIX - Fund Manager Analysis
Managers
Paul Broughton
Start Date
Tenure
Tenure Rank
May 01, 2015
0.16
0.2%
Mr. Broughton has been with Forward Management since December 2010 as Assistant Portfolio Manager. Mr. Broughton has co-primary responsibility for the day-to-day management of the Forward U.S. Government Money Fund. Prior to joining Forward Management, Mr. Broughton was a Senior Financial Analyst for the Sacramento Municipal Utility District, where he managed the District’s fixed income portfolio, from January 2010 to November 2010. From March 2006 to January 2010, Mr. Broughton was VP/Investment Officer for Pacific Capital Bancorp where he managed the Bank’s bond portfolio. Previously, Mr. Broughton was a Fixed Income Trader (July 2002 to February 2006) and a Senior Priority Investment Specialist (June 1997 to July 2002) with American Century Investments, and was employed as an Investment Accountant for State Street from March 1996 to May 1997. Mr. Broughton is a Chartered Financial Analyst. Mr. Broughton has managed the Allocation Funds, the cash portion of the Forward Emerging Markets Fund, the Forward Frontier Strategy Fund, and the Forward U.S. Government Money Fund since February 2011.
Randall T. Coleman
Start Date
Tenure
Tenure Rank
May 01, 2015
0.16
0.2%
Mr. Coleman is a Portfolio Manager for Forward Management with emphasis on Small-Mid Core, U.S. Dividend, Global Dividend and International Dividend strategies and has held this position since August 2008. Mr. Coleman has primary responsibility for the day-to-day management of the Forward Focus Fund. From 2001 to July 2008, Mr. Coleman was a Portfolio Manager and Member of the Investment Policy Committee for Berkeley Capital Management. From 1994 to 2001, Mr. Coleman was Vice President at London Pacific Advisors. From 1987 to 1988, he served as a Compliance Officer for Intrust Investor Services and from 1986 to 1987, he was a Registered Representative with First Investors Corp. Mr. Coleman is a Chartered Financial Analyst and holds an MBA.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
1.33 | 8.66 | 3.27 | 1.33 |