Wellington Shields Small-Cap Investor
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
N/A
1 yr return
-3.0%
3 Yr Avg Return
-0.2%
5 Yr Avg Return
2.8%
Net Assets
$14.1 M
Holdings in Top 10
43.0%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 2.50%
SALES FEES
Front Load 3.00%
Deferred Load N/A
TRADING FEES
Turnover 41.35%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000
IRA
$1,000
Fund Classification
Fund Type
Open End Mutual Fund
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
CMSVX - Profile
Distributions
- YTD Total Return N/A
- 3 Yr Annualized Total Return -1.2%
- 5 Yr Annualized Total Return 2.2%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.05%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameWellington Shields Small-Cap Fund
-
Fund Family NameWellington Shields
-
Inception DateJan 12, 1999
-
Shares OutstandingN/A
-
Share ClassInv
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerAlexander L.M. Cripps
Fund Description
CMSVX - Performance
Return Ranking - Trailing
Period | CMSVX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | N/A | -7.9% | 27.5% | N/A |
1 Yr | -3.0% | -65.8% | 0.4% | N/A |
3 Yr | -0.2%* | -41.2% | 20.6% | N/A |
5 Yr | 2.8%* | -36.9% | 8.3% | N/A |
10 Yr | 5.5%* | -15.4% | 17.4% | N/A |
* Annualized
Return Ranking - Calendar
Period | CMSVX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -67.3% | 0.4% | N/A |
2022 | N/A | -26.8% | 36.3% | N/A |
2021 | N/A | -36.7% | 34.1% | N/A |
2020 | N/A | -59.6% | 10.0% | N/A |
2019 | N/A | -35.4% | 76.2% | N/A |
Total Return Ranking - Trailing
Period | CMSVX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | N/A | -7.9% | 27.5% | N/A |
1 Yr | -5.9% | -43.1% | 7.3% | N/A |
3 Yr | -1.2%* | -25.2% | 20.6% | N/A |
5 Yr | 2.2%* | -25.4% | 13.5% | N/A |
10 Yr | 5.2%* | -9.2% | 19.8% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | CMSVX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -47.8% | 1.5% | N/A |
2022 | N/A | -26.8% | 52.6% | N/A |
2021 | N/A | -24.6% | 34.1% | N/A |
2020 | N/A | -59.6% | 21.1% | N/A |
2019 | N/A | -27.6% | 76.2% | N/A |
CMSVX - Holdings
Concentration Analysis
CMSVX | Category Low | Category High | CMSVX % Rank | |
---|---|---|---|---|
Net Assets | 14.1 M | 2.8 M | 93.7 B | N/A |
Number of Holdings | 33 | 12 | 4260 | N/A |
Net Assets in Top 10 | 6.42 M | 560 K | 3.56 B | N/A |
Weighting of Top 10 | 43.03% | 2.6% | 469.5% | N/A |
Top 10 Holdings
- Deluxe Corp 5.15%
- Orbotech Ltd 4.88%
- Granite Construction Inc 4.68%
- Iridium Communications Inc 4.63%
- Carpenter Technology Corp 4.10%
- MaxLinear Inc A 4.07%
- Black Hills Corp 4.03%
- NorthWestern Corp 4.00%
- GMS Inc 3.91%
- GasLog Ltd 3.58%
Asset Allocation
Weighting | Return Low | Return High | CMSVX % Rank | |
---|---|---|---|---|
Stocks | 98.76% | 0.00% | 100.63% | N/A |
Bonds | 1.24% | 0.00% | 130.33% | N/A |
Preferred Stocks | 0.00% | 0.00% | 4.53% | N/A |
Other | 0.00% | -39.74% | 14.19% | N/A |
Convertible Bonds | 0.00% | 0.00% | 2.04% | N/A |
Cash | 0.00% | -131.83% | 45.56% | N/A |
Stock Sector Breakdown
Weighting | Return Low | Return High | CMSVX % Rank | |
---|---|---|---|---|
Industrials | 35.93% | 0.13% | 52.49% | N/A |
Technology | 15.60% | 0.14% | 40.64% | N/A |
Basic Materials | 9.55% | 0.00% | 33.77% | N/A |
Healthcare | 8.27% | 0.00% | 23.37% | N/A |
Utilities | 8.03% | 0.00% | 7.52% | N/A |
Financial Services | 7.98% | 0.00% | 39.50% | N/A |
Consumer Defense | 5.23% | 0.00% | 12.69% | N/A |
Communication Services | 4.63% | -0.34% | 11.67% | N/A |
Energy | 3.55% | 0.00% | 15.27% | N/A |
Real Estate | 0.00% | 0.00% | 36.84% | N/A |
Consumer Cyclical | 0.00% | 0.00% | 32.67% | N/A |
Stock Geographic Breakdown
Weighting | Return Low | Return High | CMSVX % Rank | |
---|---|---|---|---|
US | 89.15% | 0.00% | 100.10% | N/A |
Non US | 9.61% | 0.00% | 95.18% | N/A |
Bond Sector Breakdown
Weighting | Return Low | Return High | CMSVX % Rank | |
---|---|---|---|---|
Government | 1.24% | 0.00% | 30.76% | N/A |
Derivative | 0.00% | -0.07% | 25.02% | N/A |
Cash & Equivalents | 0.00% | -132.28% | 45.56% | N/A |
Securitized | 0.00% | 0.00% | 111.59% | N/A |
Corporate | 0.00% | 0.00% | 23.27% | N/A |
Municipal | 0.00% | 0.00% | 0.87% | N/A |
Bond Geographic Breakdown
Weighting | Return Low | Return High | CMSVX % Rank | |
---|---|---|---|---|
US | 1.24% | 0.00% | 113.96% | N/A |
Non US | 0.00% | 0.00% | 16.59% | N/A |
CMSVX - Expenses
Operational Fees
CMSVX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 2.50% | 0.00% | 3.96% | N/A |
Management Fee | 1.00% | 0.00% | 1.50% | N/A |
12b-1 Fee | 0.75% | 0.00% | 1.00% | N/A |
Administrative Fee | 0.20% | 0.00% | 0.47% | N/A |
Sales Fees
CMSVX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | 3.00% | 0.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
CMSVX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
CMSVX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 41.35% | 3.00% | 794.40% | N/A |
CMSVX - Distributions
Dividend Yield Analysis
CMSVX | Category Low | Category High | CMSVX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 0.04% | N/A |
Dividend Distribution Analysis
CMSVX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Annually | Annually |
Net Income Ratio Analysis
CMSVX | Category Low | Category High | CMSVX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.05% | -2.53% | 2.32% | N/A |
Capital Gain Distribution Analysis
CMSVX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
CMSVX - Fund Manager Analysis
Managers
Alexander L.M. Cripps
Start Date
Tenure
Tenure Rank
Mar 29, 2016
2.01
2.0%
Alexander L.M. Cripps, CFA, Vice President and portfolio manager of Wellington Shields Capital Management, LLC.
W. Jameson McFadden
Start Date
Tenure
Tenure Rank
Mar 29, 2016
2.01
2.0%
W. Jameson McFadden, Vice President and portfolio manager of Wellington Shields Capital Management, LLC.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
2.35 | 13.15 | 8.2 | 9.35 |