Wellington Shields Small-Cap Instl
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
7.9%
1 yr return
-1.6%
3 Yr Avg Return
1.7%
5 Yr Avg Return
-0.9%
Net Assets
$13.3 M
Holdings in Top 10
52.7%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.90%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 57.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$5,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
CMSSX - Profile
Distributions
- YTD Total Return 7.9%
- 3 Yr Annualized Total Return 1.7%
- 5 Yr Annualized Total Return -0.9%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.41%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameWellington Shields Small-Cap Fund
-
Fund Family NameWellington Shields
-
Inception DateJan 12, 1999
-
Shares OutstandingN/A
-
Share ClassInst
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerAlexander L.M. Cripps
Fund Description
CMSSX - Performance
Return Ranking - Trailing
Period | CMSSX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 7.9% | -58.6% | 68.0% | 74.01% |
1 Yr | -1.6% | -95.3% | 74.1% | 75.25% |
3 Yr | 1.7%* | -62.4% | 40.8% | 87.11% |
5 Yr | -0.9%* | -45.8% | 28.7% | 81.61% |
10 Yr | 7.5%* | -14.4% | 30.7% | 77.67% |
* Annualized
Return Ranking - Calendar
Period | CMSSX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | -19.8% | -100.0% | 23.6% | 82.96% |
2022 | 1.4% | -55.3% | 69.8% | 81.23% |
2021 | 16.2% | -56.6% | 80.1% | 16.07% |
2020 | -16.5% | -50.8% | 22.5% | 86.96% |
2019 | -12.8% | -87.7% | 249.9% | 97.36% |
Total Return Ranking - Trailing
Period | CMSSX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 7.9% | -58.6% | 68.0% | 74.17% |
1 Yr | -1.6% | -63.8% | 74.1% | 80.07% |
3 Yr | 1.7%* | -35.7% | 40.8% | 90.98% |
5 Yr | -0.9%* | -32.6% | 28.7% | 89.22% |
10 Yr | 7.5%* | -14.4% | 30.7% | 88.67% |
* Annualized
Total Return Ranking - Calendar
Period | CMSSX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | -19.8% | -100.0% | 23.6% | 87.78% |
2022 | 1.4% | -55.3% | 69.8% | 85.50% |
2021 | 16.2% | -56.6% | 80.1% | 18.06% |
2020 | -16.5% | -50.8% | 30.8% | 91.09% |
2019 | -12.8% | -87.7% | 249.9% | 97.84% |
CMSSX - Holdings
Concentration Analysis
CMSSX | Category Low | Category High | CMSSX % Rank | |
---|---|---|---|---|
Net Assets | 13.3 M | 491 K | 102 B | 90.13% |
Number of Holdings | 28 | 2 | 6176 | 84.33% |
Net Assets in Top 10 | 6.93 M | -413 M | 25.8 B | 76.58% |
Weighting of Top 10 | 52.70% | 0.0% | 20474.3% | 26.66% |
Top 10 Holdings
- PIMCO Enhanced Short Maturity Active ETF 18.95%
- Iridium Communications Inc 5.97%
- Mercury Systems Inc 3.90%
- McGrath RentCorp 3.89%
- Invesco S&P SmallCap Health Care ETF 3.58%
- ExlService Holdings Inc 3.34%
- AMN Healthcare Services Inc 3.33%
- Stepan Co 3.26%
- Encompass Health Corp 3.23%
- The Scotts Miracle Gro Co A 3.23%
Asset Allocation
Weighting | Return Low | Return High | CMSSX % Rank | |
---|---|---|---|---|
Stocks | 70.20% | -46.11% | 101.23% | 65.91% |
Bonds | 15.27% | -11.97% | 42.16% | 6.30% |
Cash | 14.02% | -6.92% | 7388.76% | 54.60% |
Convertible Bonds | 0.51% | 0.00% | 16.29% | 5.82% |
Preferred Stocks | 0.00% | -0.48% | 19.87% | 94.51% |
Other | 0.00% | -7288.76% | 38.16% | 89.34% |
Stock Sector Breakdown
Weighting | Return Low | Return High | CMSSX % Rank | |
---|---|---|---|---|
Industrials | 21.50% | -24.82% | 41.17% | 2.48% |
Healthcare | 11.83% | -12.85% | 78.14% | 32.84% |
Consumer Cyclical | 10.35% | -18.86% | 290.60% | 27.89% |
Basic Materials | 9.45% | -35.69% | 71.11% | 3.47% |
Technology | 7.83% | -90.00% | 73.59% | 66.34% |
Communication Services | 5.97% | -92.49% | 42.32% | 21.12% |
Financial Services | 2.62% | -23.60% | 71.54% | 81.02% |
Energy | 0.65% | -7.00% | 96.18% | 67.00% |
Utilities | 0.00% | -18.94% | 75.11% | 89.77% |
Real Estate | 0.00% | -42.91% | 49.62% | 90.26% |
Consumer Defense | 0.00% | -66.89% | 53.36% | 90.92% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | CMSSX % Rank | |
---|---|---|---|---|
US | 67.31% | -24.97% | 83.15% | 58.16% |
Non US | 2.89% | -48.75% | 59.32% | 69.63% |
Bond Sector Breakdown
Weighting | Return Low | Return High | CMSSX % Rank | |
---|---|---|---|---|
Cash & Equivalents | 14.01% | -6.91% | 7388.76% | 54.28% |
Corporate | 10.80% | 0.00% | 50.05% | 5.33% |
Securitized | 4.09% | 0.00% | 26.77% | 2.42% |
Government | 0.80% | -0.42% | 22.29% | 16.32% |
Municipal | 0.08% | 0.00% | 3.44% | 1.62% |
Derivative | 0.00% | -12.74% | 5.73% | 88.05% |
Bond Geographic Breakdown
Weighting | Return Low | Return High | CMSSX % Rank | |
---|---|---|---|---|
US | 10.96% | -11.97% | 35.39% | 7.27% |
Non US | 4.31% | -0.83% | 6.77% | 0.81% |
CMSSX - Expenses
Operational Fees
CMSSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.90% | 0.04% | 11.84% | 38.33% |
Management Fee | 1.00% | 0.00% | 2.94% | 71.29% |
12b-1 Fee | 0.00% | 0.00% | 1.00% | 19.80% |
Administrative Fee | 0.20% | 0.01% | 1.12% | 86.74% |
Sales Fees
CMSSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 0.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
CMSSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.50% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
CMSSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 57.00% | 0.00% | 5067.00% | 54.73% |
CMSSX - Distributions
Dividend Yield Analysis
CMSSX | Category Low | Category High | CMSSX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 4.42% | 96.13% |
Dividend Distribution Analysis
CMSSX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Monthly | Annually |
Net Income Ratio Analysis
CMSSX | Category Low | Category High | CMSSX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.41% | -8.87% | 4.11% | 75.67% |
Capital Gain Distribution Analysis
CMSSX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
CMSSX - Fund Manager Analysis
Managers
Alexander L.M. Cripps
Start Date
Tenure
Tenure Rank
Mar 29, 2016
3.59
3.6%
Mr. Cripps is a Portfolio Manager, Analyst and Member of the Investment Policy Committee of CMA since 2010 and has been affiliated with CMA since 2005.
W. Jameson McFadden
Start Date
Tenure
Tenure Rank
Mar 29, 2016
3.59
3.6%
Mr. McFadden has been the President of CMA since January 1, 2014, and has been affiliated with CMA since 2006. Mr. McFadden is also Managing Member of Wellington Shields & Co., LLC (“WSC”), the distributor for the Funds.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.0 | 40.85 | 7.9 | 1.5 |